HomeMy WebLinkAbout12/11/2007AGENDA
WHEAT RIDGE URBAN RENEWAL AUTHORITY
December 11, 2007
Notice is hereby given of a Public Meeting to be held before the City of Wheat Ridge Urban
Renewal Authority on Tuesday, December ll, 2007, at 6:00 p.m., in the City Council Chambers
of the Municipal Building at 7500 West 29th Avenue, Wheat Ridge, Colorado.
Call the Meeting to Order
2. Roll Call of Members
3. Approval of Minutes - November 6, 2007
4. Public Forum (This is the time for any person to speak on any subject not appearing on
the agenda. Public comments may be limited to 3 minutes.)
5. Public Hearing
A. Resolution 05-2006, Presentation & Approval of 2008 Budget
6. New Business
A. WRURA v. Cornerstone Supreme Court Ruling - Jeff Parker, WRURA
Attorney
B. 44th and Wadsworth Conceptual Plan - Rob Osborn, WR2020 Executive
Director
C. Staff Updates
1)
44th and Wadsworth - Financing Negotiations
2)
44th and Wadsworth - Engagemeut of an Appraiser
3)
44th and Wadsworth - Phase II Environmental
4)
Wheat Ridge Cyclery Improvements Agreement
D. Elec
tion of Officers
Adjournment
- MINUTES
WHEAT RIDGE URBAN RENEWAL AUTHORITY
November 6, 2007
1. CALL THE MEETING TO ORDER
The meeting of the Wheat Ridge Urban Renewal Authority was called to order by
Chair Williams at 6:05 p.m. in the council chambers of the Municipal Building,
7500 West 29`h Avenue, Wheat Ridge, Colarado.
2. ROLL CALL OF MEMBERS
Authority Members Present: Rick Adams
James Bahrenburg
Walt Pettit
Tom Radigan
Larry Schulz
Terrell Williams
Authority Members Absent: Janet Leo
- Also attending: Patrick Goff, Deputy City Manager
Corey Hoffinann, WRURA Attorney
Ann Lazzeri, Secretary
3. APPROVAL OF MINUTES - October 2, 2007
It was moved by James Bahrenberg and seconded by Larry Schulz to
approve the minutes of October 2, 2007. The motion passed unanimously.
4. PUBLIC FORUM
There was no one present to address the Authority.
5. NEW BUSINESS
A. Staff Updates
• Corey Hoffinann reported that the Supreme Court has not yet reached
a decision on the Cornerstone case.
• Patrick Goff reported that City Counci] approved an ordinance
regarding the Urban Renewal Authority. The ordinance was approved
_ with language recommended by the Authority: Non-resident
WRURA Minutes - 1- November 6, 2007
individual who owns an interest in or is a corporate offccer of a
licensed business in good standing located within the City.
• Patrick Goff reported that Wheat Ridge 2020 has turned over the
option for a second property at 44`h and Wadsworth, known as the
Antique MaIL This option is good until January 31, 2008.
Patrick Goff reported that negotiations are still under way with First
Bank for property acquisition financing. Wheat Ridge 2020 is not in
favor of using proper[y as collateral against the loan. Meetings will be
held with Jefferson County and Colorado Housing Financing
Authority to explore different financing options.
Patrick Goff reported that Wheat Ridge Cyclery has requested an
extension of the deadline for completion of eligible improvements.
The work is in progress and expected to be completed by December l,
2007.
It was moved by Walt Pettit and seconded by James Bahrenberg
to approve Resolution No. 04, Series of 2007, a resolution of the
Wheat Ridge Urban Renewal Authority extending the deadline for
completion of the eligible improvements by Wheat Ridge Cyclery.
The motion passed unanimously.
B. Completion of Phase I Environmental Assessment-44th and
W adsworth
A Phase I Environmental Site Assessment (ESA) of properties located at
7340 and 7540 West 44`h Avenue was completed. Based on conditions
identified during the Phase I process, a soil and groundwater investigation
(Phase II ESA) is recommended to evaluate potential impacts to the
subject property. It is estimated that a Phase II environmental assessment
would take about two months. The Phase I ESA was paid for through a
grant and there should be enough grant money left to pay for a Phase II
ESA
There was a consensus to find out what a Phase II ESA will cost and see if
the grant money will cover the cost. W RURA would then request Wheat
Ridge 2020 to extend both options until March 1. It will be necessary to
formally adopt a resolution containing all these provisions at the next
WRURA meeting.
WRURA Minutes - 2- November 6, 2007
C. 2008 Budget Discussion
The proposed 2008 WRURA budget was reviewed and discussed.
Tercell Williams suggested that the proposed budget amount of $1,000 be
increased to $2,000 for Conferences and Meetings.
Final consideration and adoption of the budget will occur at the December
meeting.
6. ADJOURNMENT
The meeting was adjourned at 7:11 p.m. The next meeting will be held
December 4, 2007.
Terrell R. Williams, Chair Ann Lazzeri, Secretary
WRURA Minutes - 3- November 6, 2007
Wheat Ridge Urban Renewal Authority
7500 W. 29th Avenue Wheat Ridge, Colorado 80033 3032352846 303-235-2857 (Faz)
TO: Urban Renewal Authority Boazd Members
FROM: Patrick Goff, Executive Director-04
RE: 2008 Budget Public Heazing and Adoption
DATE: December 6, 2007
Attached is Resolution 05-2007 - A Resolution Enacting a Budget and Appropriation for
the Year 2008 for the following budgets:
Exhibit 1: Town Center Fund
Exhibit 2: Walgreens Project Fund
Exhibit 3: Wheat Ridge Cyclery Project Fund
The major 2008 expenditures, all out of the Town Center Fund, aze for legal
representation and reimbursement to the City for staff time provided for Urban Renewal
activities. In addition, I've included $15,000 in 2008 to accept the options for the two
properties located at 7340 and 7540 W. 44~h Avenue.
With the $200,000 transfer from the Town Center Fund to the Walgreens Project Fund in
2007, the WRURA has now satisfied the courts order to escrow the required funds for the
Cornerstone lawsuit. In addition, the property tax increment for the Town Center expired
in 2006; therefore payments to the Wheat Ridge Fire District will expire in 2007.
Sales taY and property tas increment are scheduled to begin with the completion of the
eligible improvements for the Wheat Ridge Cyclery project. The improvements were
completed by December 1, 2007. One hundred percent of increment will be refunded to
Wheat Ridge Cyclery to reimburse them far the eligible improvements.
Recommended Motion:
"I move to approve Resolution 05-2007 - A Resolution Enacting a Budget and
Appropriation for the Year 2008 for the Town Center, Walgreens Project and
Wheat Ridge Cyclery Project Funds."
Attachments: Resolution 05-2007
Exhibits I-3
WHEAT RIDGE URBAN RENEWAL AUTHORITY
RESOLUTION NO.OS
Series of 2007
TITLE: A RESOLUTION ENACTING A BUDGET AND
APPROPRIATION FOR THE YEAR 2008.
WHEREAS, C.R.S. 29-1-103 (1) of the Local Government Budget Law of Colorado
requires certain local governmental entities to prepare and adopt an annual budget; and
WHEREAS, the Attorney for the Authority has opined that the provisions of the Budget Law
do apply to the Authority; and
WHEREAS, notice of adoption of the 2008 budget and appropriation was given by the Urban
Renewal Authority in compliance with C.R.S. 29-I-106; and
WHEREAS, in compliance with the provisions of the Budget Law regarding notice,
objections, and hearing, a public heazing was held on the Budget and Appropriation for 2008 by the
Authority on December 11, 2007.
THEREFORE, BE IT RESOLVED by the Wheat Ridge Urban Renewal Authority as
follows:
Section 1. The year 2008 budgets for the three funds as shown on Exhibit 1, Exhibit 2, and
Exhibit 3 attached hereto aze hereby approved. The purposes of the 2008 budget is to make funds
available for normal operating expenses, to appropriate funds for defense of the Authority in legal
actions against the Authority, and to provide tax increment funding for an urban renewal project in
the urban renewal area. Sources of funds for the Authority are property tax increment and sales tax
increment generated by the urban renewal area.
Section 2. Total expenditures of the Authority do not exceed available revenues and
beginning fund balance.
Section 3. A certified copy of this resolution shall be filed with the Division of Locai
Government.
ADOPTED the I lth day of December , 2007.
WHEAT RIDGE URBAN RENEWAL AUTHORITY
Chair
ATTEST:
Secretary to the Authority
EXHIBIT 1
WHEAT RIDGE URBAN RENEWAL AUTHORITY
Town Center Fund
2006 Actual 2007 Adopted 2007 Estimated 2008 Proposed
BEGINNING FUND BALANCE $ 122,792 $ 226,615 $ 219,384 $ 562,381
Revenues
37-500-00-501 Property Taxlncrement
37-500-00-504 Sales Taxlncrement
37-580-00-581 I nterest
TOTAL REVENUE
$
233,050
$
240,000
$
336,847
$ -
$
200,000
$
100,000
$
260,000
$ 260,000
$
3,585
$
3,500
$
12,000
$ 10,000
$
436,635
$
343,500
$
608,847
$ 270,000
Personnel
37-120-600-602 Salaries $ -
$
- $
- $
37-120-600-625 FICA $ -
$
- $
- $
Total Personnel $ -
$
- $
- $
Supplies
37-120-650-651 Office Supplies
$
52
$
200
$
100
$
200
37-120-650-654 Printing & Photocopying
$
-
$
800
$
400
$
800
37-120-650-655 Postage
$
-
$
200
$
-
$
200
Total Supplies
$
52
$
1,200
$
500
$
1,200
- Services
37-120-700-702 Conference & Meetings
$
-
$
1,200
$
300
$
2,000
37-120-700-706 Dues, Books, Sub
$
250
$
3,800
$
275
$
1,000
37-120-700-740 Mileage
$
-
$
-
$
-
$
-
37-120-700-750 Professional Services
$
18,822
$
60,000
$
38,000
$
60,000
37-120-700-758 City Reimbursement
$
7,227
$
5,000
$
5,000
$
7,000
37-120-700-760 Utilities & Maint.
$
529
$
500
$
575
$
600
37-120-700-799 Misc.
$
457
$
200
$
1,200
$
1,200
Total Services
$
27,285
$
70,700
$
45,350
$
71,800
Capital
37-120-800-801 Lands. Buildings, & Wat
$
-
$
20,000
$
-
$
15,000
37-120-500-872 Site Improvements
$
-
$
-
$
-
$
-
37-120-800.873 Payment to Fire District
$
12,707
$
16,000
$
20,000
$
-
37-120-800-872 PTI - Marketplace
$
-
$
-
$
-
$
-
37-120-890-897 Transto Walgreens Fund
$ 300,000
$
200,000
$
200,000
$
-
Total Capital
$ 312,707
$
236,000
$
220,000
$
15,000
TOTAL EXPENDITURES
$ 340,044
$
307,900
$
265,850
$
88,000
ENDING FUND BALANCE
$ 219,383
$
262,215
$
562,381
$
744,381
exHiair z
WHEAT RIDGE URBAN RENEWAL AUTHORITY
Walgreens Project Fund
2006 Actual
2007 Adopted
2007 Estimated
2008 Proposed
BEGINNING FUND BALANCE
$
339,030
$
643,939
$
645,658
$
870,658
Revenues
37-580-00-501 Property Tax Increment
$
-
$
-
$
-
$
-
37-580-00-584 Sales Taxlncrement
$
-
$
-
$
15,000
$
15,000
37-580-00-581 Interest
$
6,724
$
5,000
$
10,000
$
12,000
37-580-02-588 Sale of Property
$
-
$
'
$
-
37-590-00-592 Transfrom Town CentFund
$
300,000
$
200,000
$
200,000
$
-
TOTAL REVENUE
$
306,724
$
205,000
$
225,000
$
27,000
Services
37-121-700-702 Conference & Meetings $
37-121-700-706 Dues, Books, Sub $
37-121-700-740 Mileage $
37-121-700-750 Professional Services $
37-121-700-758 City Reimbursement $
37-121-700-799 Misc. $
Total Services $
CapiWl
37-121-500-801 Acquisition 8 Relocate $
37-121-800-872 Site Improvements $
37-121-900-901 Loan Payment $
Total Capital $
TOTAL EXPENDITURES $
ENDING FUND BALANCE
-
$ -
$ -
$ -
-
$ -
$ -
$ -
-
$ -
$ -
$ -
-
$ -
$ -
$ -
-
$ -
$ -
$ -
95
$ -
$ 100
$ 100
95
$ -
$ 100
$ 100
-
$ -
$ -
$ -
-
$ -
$ -
$ -
-
$ -
$ -
$ -
-
$ -
$ -
$ -
95
$ -
$ -
$ -
$645,659
$ 848,939
$ 870,658
$ 897,658
EXHIBIT 3
WHEAT RIDGE URBAN RENEWAL AUTHORITY
Wheat Ridge Cyclery Project Fund
2007 Adopted
2007 Estimated
2008 Proposed
BEGINNING FUND BALANCE
$ -
$ -
$ '
Revenues
37-580-00-501 Property Tax Increment
$ -
$ -
$ -
37-580-00-584 Sales Tax Increment
$ 24,000
$ 2,000
$ 25,000
37-580-00-581 Interest
$ -
$ -
$ '
37-580-02-588 Sale of Property
$ -
$ -
$ -
TOTAL REVENUE
$ 24,000
$ 2,000
$ 25,000
Services
37-121-700-702
Conference & Meetings
$ -
$
- $ '
37-121-700-706
Dues, Books, Sub
$ -
$
- $ -
37-121-700-740
Mileage
$ -
$
- $ '
37-121-700-750
Professional Services
$ -
$
- $ -
37-121-700-758
City Reimbursement
$ -
$
- $ '
37-121-700-799
Misc.
$ -
$
' $ -
Total Services
$ -
$
- $ -
Capital
37-121-800-801
Acquisition & Relocate
$ -
$
- $ '
37-121-800-872
Site Improvements
$ 24,000
$
2,000 $ 25,000
37-121-900-901
Loan Payment
$ -
$
- $ '
Total Capital
TOTAL EXPENDITURES
$ 24,000 $ 2,000 $ 25,000
$ 24,000 $ 2,000 $ 25,000
ENDING FUND BALANCE $ - $ - $
Wheat Ridge Urban Renewal Authority
7500 W. 29th Avenue Wheat Ridge, Colondo $0033 303235-2846 303-235-2857 (Fax)
TO: Urban Renewal Authority Board Mers
FROM: Patrick Goff, Executive Director
RE: Supreme Court Ruling
Wheat Ridge Urban Renewal Authority v. Cornerstone Group XXII, L.L.C.
DATE: December 6, 2007
Attached is a copy of the decision of the Colorado Supreme Court in Wheat Ridge Urban
Renewal Authority v. Cornerstone Group XXII, L.L.C. The Colorado Supreme Court
ruled in favor of the WRURA, reversed the decision of the Court of Appeals, and
determined that the remedy of specific performance is not available to compel a
governmental authority to exercise the power of eminent domain. The case will now be
remanded back to the trial court, but the only damages available if Cornerstone were to
prevail are money damages.
A more detailed analysis of the decision will be forthcoming by email from Corey
Hoffmann and Jeff Parker will be at the December I l'h meeting to discuss further.
Opinions of the Colorado Supreme Court are
available to the public and can be accessed
through the Court's homepage at
http://www.courts.state.co.us/supct/supctcase
annctsindex.htm Opinions are also posted on
the Colorado Bar Association homepage at
www.cobar.org.
ADVANCE SHEET HEADNOTE
December 3, 2007
06SC591, Wheat Ridge Urban Renewal Authority v. The
Cornerstone Grouv XXII, L.L.C.: Governmental Immunity -
Municipal Contracts - Reserved Powers Doctrine - Eminent
Domain
Wheat Ridge Urban Renewal Authority sought review of the
court of appeals' judgment in Cornerstone Group XXII, L.L.C. v.
Wheat Ridge Urban Renewal Authority, 151 P.3d 601 (Colo. App.
2006). The district court preliminarily enjoined the Renewal
Authority from dissipating assets needed to complete the
redevelopment project that was the subject of its contract with
the Cornerstone Group; but the court also found that it was
incapable of ordering the Renewal Authority to condemn
particular properties, regardless of any contractual obligations
to do so, and it therefore dismissed Cornerstone's claim for
specific performance. The court of appeals affirmed the
preliminary injunction but reversed the district court's order
of partial dismissal, finding that under the circumstances of
this case it might be both permissible and appropriate to order
the Renewal Authority to proceed with its petitions in
condemnation.
The supreme court granted the Renewal Authority's petition
challenging the latter holding and reversed the judgment of the
court of appeals. The supreme court held that the district
court rightly determined that it lacked the authority to order
the specific performance of a contractual obligation to exercise
the core governmental power of eminent domain, and that the
Renewal Authority could not be estopped from abandoning its
petitions in condemnation, under the circumstances of this case.
Because, however, the contract was not rendered void under the
reserved powers doctrine simply because the Renewal Authority
agreed to acquire specific properties, by condemnation if
necessary, the supreme court remanded the case with directions
to return it to the district court for consideration of
Cornerstone's remaining claims, including its claims for breach
of contract.
SUPREME COURT, STATE OF COLORADO Case No. 06SC591
Two East 14th Avenue
Denver, Colorado 80203
Certiorari to the Colorado Court of Appeals
Court of Appeals Case No. 05CA0279
Petitioner:
WHEAT RIDGE URBAN RENEWAL AUTHORITY,
v.
Respondent:
THE CORNERSTONE GROUP XXII, L.L.C.
JUDGMENT REVERSED
EN BANC
December 3, 2007
Hayes, Phillips Hoffmann & Carberry, P.C.
Corey Y. Hoffmann
Denver, Colorado
Light Harrington & Dawes, P.C.
Steven J. Dawes
Denver, Colorado
Attorneys for Petitioner
Messner & Reeves, LLC
Thomas D. Leland
Tanya E. Milligan
Denver, Colorado
Attorneys for Respondent
The Holt Group, LLC
Meredith A. Kapushion
Denver, Colorado
Pacific Legal Foundation
Timothy Sandefur
Sacramento, California
Attorneys for Amici Curiae Pacific Legal Foundation and
Arthur Fast
JUSTICE COATS delivered the Opinion of the Court.
JUSTICE EID, concurring in part and concurring in the judgment
only in part.
2
Wheat Ridge Urban Renewal Authority sought review of the
court of appeals' judgment in Cornerstone Group XXII L.L.C. v.
Wheat Ridge Urban Renewal Authority, 151 P.3d 601 (Colo. App.
2006). The district court preliminarily enjoined the Renewal
Authority from dissipating assets needed to complete the
redevelopment project that was the subject of its contract with
the Cornerstone Group; but the court also found that it was
incapable of ordering the Renewal Authority to condemn
particular properties, regardless of any contractual obligations
to do so, and it therefore dismissed Cornerstone's claim for
specific performance. The court of appeals affirmed the
preliminary injunction but reversed the district court's order
of partial dismissal, finding that under the circumstances of
this case it might be both permissible and appropriate to order
the Renewal Authority to proceed with its petitions in
condemnation.
We granted the Renewal Authority's petition challenging the
latter holding. Because the district court rightly determined
that it lacked the authority to order the specific performance
of a contractual obligation to exercise the core governmental
power of eminent domain, and the Renewal Authority could not be
estopped from abandoning its petitions in condemnation, under
the circumstances of this case, the judgment of the court of
appeals is reversed. Because, however, the Renewal Authority's
3
agreement to acquire specific properties, by condemnation if
necessary, does not render the contract void, the case is
remanded with directions to return it to the district court for
consideration of Cornerstone's remaining claims, including its
claims for breach of contract.
I.
The Cornerstone Group filed a civil action against the
Wheat Ridge Urban Renewal Authority and the City of Wheat Ridge,
alleging breach of contract and claims of equitable and
promissory estoppel. As relief, it sought indemnification from
damage claims by Walgreens, a constructive trust, declaratory
and injunctive relief, specific performance of the breached
contracts, and damages for the breaches. Cornerstone also filed
a motion for preliminary injunction, with regard to which the
district court took evidence and made findings of fact and
conclusions of law.
The district court found that the Renewal Authority and
Cornerstone entered into a"Disposition and Development
Agreement" to redevelop five parcels of property in Wheat Ridge.
The DDA obligated the Renewal Authority to acquire these parcels
at its own expense, by eminent domain if necessary, and sell
them to Cornerstone, in order to build a Walgreens store. It
further provided for enforcement of the agreement by specific
performance, injunction, or any remedy available at law.
4
After the Renewal Authority failed to obtain the necessary
financing, Cornerstone agreed to provide financing on terms
memorialized in a separate "Loan Agreement" and "Line of Credit
Note." The loan agreement obligated the Renewal Authority to
initiate litigation in eminent domain for the immediate
possession and acquisition of the parcels if negotiated
agreements were not reached by a certain date, and it too
provided for its own enforcement by specific performance.
When the Renewal Authority failed to acquire all five
properties or begin condemnation proceedings by the loan
agreement's deadline, Cornerstone sent notice that the Renewal
Authority had defaulted its obligation under the loan agreement.
Although the Renewal Authority later filed petitions in
condemnation against the four properties it had thus far failed
to acquire, the petitions did not salvage the deal. Cornerstone
and the Renewal Authority exchanged a series of recriminating
letters, and ultimately the Renewal Authority notified
Cornerstone that it was terminating the DDA and rescinding its
approval of the loan agreement. It subsequently negotiated
settlements with two of the landowners to abandon already
initiated condemnation proceedings, and it was in the process of
negotiating similar settlements with the other two owners.
The district court largely granted the motion for
preliminary injunction, ordering the Renewal Authority to retain
5
all assets and funds necessary and incidental to the
redevelopment project. With regard to Cornerstone's tenth claim
for relief - its demand for specific performance of the
contracts - the district court found that the subject properties
could not be acquired unless the Renewal Authority exercised its
power of eminent domain, but ruled that it lacked the authority
to order the Renewal Authority to do so; and in response to
Cornerstone's ensuing motion, the court entered final judgment
pursuant to C.R.C.P. 54(b), dismissing that claim for relief in
its entirety. Both parties appealed the district court's
rulings, Cornerstone challenging the dismissal of its claim for
specific performance and the Renewal Authority challenging the
preliminary injunction.
The court of appeals affirmed the district court's
preliminary injunction but reversed its judgment dismissing
Cornerstone's tenth claim for relief. With one member of the
panel dissenting, the court rejected the Renewal Authority's
assertion that contractual agreements to exercise the uniquely
governmental power of eminent domain are necessarily void,
instead apparently considering their enforceability dependent
upon the extent to which eminent domain proceedings had already
progressed and the equities of the individual case. The court
of appeals ultimately remanded for reconsideration of
Cornerstone's claim for specific performance, ordering the
6
district court to determine, under the circumstances of this
case, whether the Renewal Authority should be estopped from
abandoning its condemnation petitions and whether Cornerstone,
in fact, has a vested right to specific performance of the
Renewal Authority's promise to condemn.
The Renewal Authority petitioned this court for a writ of
certiorari, solely to review the court of appeals' holding with
regard to specific performance.
II.
Specific performance is an equitable remedy for breach of
contract. Setchell v. Dellacroce, 169 Colo. 212, 216, 459 P.2d
804, 806 (1969). As a theory of recovery, breach of contract is
separate and distinct from both the quasi-contractual claim of
promissory estoppel and the defensive doctrine of estoppel in
pais, or equitable estoppel, all three of which were separately
pled by Cornerstone. Only Cornerstone's request for specific
performance was considered and rejected by the district court,
and only the court's ruling dismissing Cornerstone's tenth claim
for relief was certified as a final judgment for purposes of
immediate appeal.
It appears that the appellate court equated any theory
requiring condemnation of the subject properties with specific
performance of the contract or at least that the question of
specific performance could not be fully resolved without
7
consideration of Cornerstone's estoppel claim. Zt therefore
immediately moved to the question whether the Renewal Authority
could be estopped from abandoning its earlier-initiated
condemnation proceedings. Determining that under certain
circumstances it could, the appellate court, without ever
directly addressing the district court's authority to order the
specific performance of a contractual obligation to exercise the
power of eminent domain, reversed the district court's order of
dismissal and remanded for consideration of the relative
equities involved in evaluating a claim of estoppel. In light
of the appellate court's directions on remand, and its
implication that Cornerstone's claim of specific performance
could not be fully resolved without simultaneous resolution of
its assertions of estoppel, the applicability of estoppel
principles is necessarily before this court.
Promissory estoppel is an offensive theory of recovery, or
cause of action, providing a remedy for those who rely to their
detriment, under certain circumstances, on promises, despite the
absence of any mutual agreement by the parties on all the
essential terms of a contract. Viqoda v. Denver Urban Renewal
Auth., 646 P.2d 900, 905 (Colo. 1982). Recovery on a theory of
promissory estoppel is incompatible with the existence of an
enforceable contract. Scott Co. of Cal. v. MK-Ferguson Co., 832
_ P.2d 1000, 1003 (Colo. App. 1992). By contrast, the doctrine of
equitable estoppel is not a cause of action at all, but rather a
defensive doctrine, which may be invoked "to bar a party from
raising a defense or objection it otherwise would have, or from
instituting an action which it is entitled to institute."
Jablon v. United States, 657 F.2d 1064, 1068 (9th Cir. 1981);
see also Piz v Housing Auth of the City & Countv of Denver,
132 Colo. 457, 463, 289 P.2d 905, 908-909 (1955) ("The doctrine
of equitable estoppel has been invoked to cut off rights or
privilege conferred by statute . .
In the course of distinguishing it from the quasi-
contractual action of promissory estoppel, we have at times
loosely referred to equitable estoppel as a tort action, but it
is more precisely characterized as an equitable doctrine that
suggests a tort-related theory in that it attempts to allocate
loss resulting from the misrepresentation of facts to the most
culpable party and to ameliorate an innocent party's losses.
Compare Bd. of County Comm'rs v. DeLozier, 917 P.2d 714, 716
(Colo. 1996) ("[A] claim for equitable estoppel lies in tort,
whereas a claim of promissory estoppel lies in contract."), with
Berg v. State Bd. of Agric., 919 P.2d 254, 259 (Colo. 1996)
("Equitable estoppel, because it is based on the
misrepresentation of facts, is fundamentally a tort theory.").
But whatever its theoretical relation to tort law, equitable
estoppel is not a cause of action.
9
In Piz, this court, in express reliance on the California
case of Times-Mirror Co. v. Superior Court, 3 Cal. 2d 309, 94
P.2d 547 (1935), applied the doctrine of estoppel in pais, or
equitable estoppel, to bar a municipality from exercising its
prerogative to abandon a condemnation proceeding before
completion. Piz, 132 Colo. at 471-72, 289 P.2d at 912-13.
Under the extraordinary circumstances of that case, in which the
property owner constructed a new business in reliance upon
actions and representations of the municipality/condemnor that
made the complete loss of his existing business appear virtually
inevitable, the municipality was held to be equitably estopped
from invoking its privilege to terminate its own condemnation
action and avoid compensating the owner for the lost value of
his property. Id.
Although estoppel under those circumstances effectively
forced the municipality to finalize its condemnation action,
there was never any suggestion that the municipality could be
forced to condemn private property as the result of a prior
agreement. Precluding abandonment under those circumstances was
merely one method of insuring payment for property the
municipality had, by its own representations and conduct,
already rendered valueless to its owner. Piz's assertion of
equitable estoppel was comparable to a claim for inverse
condemnation, based on a de facto taking of his business,
10
excepting only that it was asserted in the course of an ongoing
condemnation proceeding, for the purpose of precluding a
detrimental change of position by the municipality. See, e.g.,
Krupp v. Breckenridge Sanitation Dist., 19 P.3d 687, 695 (Colo.
2001) ("A taking unquestionably occurs when an entity clothed
with the power of eminent domain substantially deprives a
property owner of the use and enjoyment of that property."); see
also 2A Julius L. Sackman, Nichols on Eminent Domain §
6.01[15][b] (3d ed. 2006) ("A de facto taking does not require a
physical invasion or appropriation of property. Rather, a
substantial deprivation of a property owner's use and enjoyment
of his property may, in appropriate circumstances, be found to
constitute a`taking' of that property or of a compensable
interest in the property.").
While we nowhere expressly limited the applicability of
equitable estoppel in the context of condemnation proceedings to
an owner whose property is subject to condemnation, that was the
necessary implication of our holding in Piz. Only a party to a
condemnation proceeding would be positioned to assert equitable
estoppel as a defense to a maneuver by the condemnor to
terminate the proceeding without compensating the condemnee for
damage already done. Piz properly applied the doctrine of
equitable estoppel to prevent the municipality from exercising
its right to abandon condemnation proceedings and thereby avoid
11
compensating Piz for property it had already effectively taken.
To extend the doctrine to a third party seeking enforcement of a
contract, as the court of appeals proposes, would transform its
fundamental character from that of an equitable defense to one
of an offensive cause of action.
The doctrine of equitable estoppel relied on by this court
in Piz therefore cannot provide a basis for Cornerstone to force
acquisition of private property by eminent domain. This is true
regardless of the indefensibility of the Renewal Authority's
conduct, the extent of the injuries actually suffered by
Cornerstone, or the willingness of the individual owners to have
their property condemned. As a result, the court of appeals
erred in reversing the dismissal of Cornerstone's claim for
specific performance, even if the appellate court merely
intended that any ruling on specific performance be made in
conjunction with consideration of Cornerstone's claim of
equitable estoppel.
III•
The Renewal Authority asserted, and the dissenting panelist
of the court of appeals concurred, that a contractual condition
to condemn particular property is necessarily void. If that
were indeed the case, there would still be no need to directly
consider the district court's authority to order specific
performance as a remedy for breach of contract by a governmental
12
entity. In the absence of a valid contract to be breached, a
remedy for breach would simply not be at issue. The matter of
the court's authority to order specific performance is not so
easily avoided, however, because a contract is not rendered void
merely by the fact that it includes a commitment to exercise a
core governmental power.
The Renewal Authority's assertion of voidness derives from
what has come to be known as the doctrine of reserved powers.
It has long been held that certain core governmental powers,
like the power of eminent domain and the police power, are
reserved to the sovereign and cannot be abdicated or surrendered
by contract.1 See Contributors to Pa. Hosp. v. Citv of Phila.,
245 U.S. 20, 23-24 (1917) (holding that the eminent domain power
cannot be surrendered by contract); Stone v. Mississippi, 101
U.S. 814, 817 (1879) ("All agree that the legislature cannot
bargain away the police power of the State."). Any attempt to
do so is simply unenforceable. U.S. Trust Co. of N.Y. v. New
Jerse , 931 U.S. 1, 23 (1977) ("In short, the Contract Clause
does not require a State to adhere to a contract that surrenders
an essential attribute of its sovereignty."); see also Pub.
Serv. Co of Colo. v. Citv of Loveland, 79 Colo. 216, 228, 245
P. 493, 499 (1926) (stating that city authorities lacked "any
'The scope of the police power is not before the court in this
case.
13
power to execute a disclaimer upon behalf of themselves or
future city councils depriving them of the free exercise of
their [eminent domain power]").
The notion of reserved sovereign powers first arose in the
jurisprudence of the United States Supreme Court as an
explanation of the limits of the Contract Clause. United States
v. Winstar Corp., 518 U.S. 839, 874 (1996) (stating that the
reserved powers doctrine was developed to prevent public
contracts from becoming a"threat to the sovereign
responsibilities of state governments"). State action to
condemn particular property for public purposes, despite the
government's earlier commitment not to do so, was upheld against
challenges that it impaired the obligation of contract, on the
ground that the sovereign's surrender of its power of eminent
domain could never be an enforceable obligation of contract in
the first place. See West River Bridge Co. v. Dix, 47 U.S. 507,
533 (1848) (holding that the Contract Clause did not prevent the
state from condemning a toll bridge built pursuant to an
exclusive franchise granted by the state years earlier). In
this way, the Supreme Court reasoned that the Contract Clause
never demands a state's adherence to a contract that surrenders
an essential attribute of its sovereignty. U.S. Trust, 431 U.S.
at 23. Whether or not it intended that governmental entities be
relieved of all liability for injury suffered in reliance on
14
such promises, the Supreme Court's Contract Clause rationale has
led to the well-accepted proposition that contracts surrendering
the power of eminent domain are void. Id.
The same, however, cannot be said of commercial agreements
to acquire particular private properties, by condemnation if
necessary, and sell them for redevelopment. The reserved powers
doctrine rests on a fundamental inability of sovereign
governments to contract away essential attributes of their
sovereignty. Georgia v. City of Chattanooga, 269 U.S. 472, 480
(1924) (eminent domain "cannot be surrendered, and, if attempted
to be contracted away, it may be resumed at will" because it "is
so often necessary for the proper performance of governmental
functions that the power is deemed to be essential to the life
of the state"); Pa. HosA., 245 U.S. at 23 (legislative
abdication of eminent domain is the "renunciation of power to
legislate for the preservation of society or to secure the
performance of essential governmental duties"); West River, 47
U.S. at 533 (eminent domain °remains with the States to the full
extent in which it inheres in every sovereign government, to be
exercised by them in that degree that shall by them be deemed
commensurate with public necessity"). Despite limited authority
to the contrary,z the doctrine of reserved powers implies nothing
2 See Joleewu Ltd v Citv of Austin, 916 F.2d 250 (5th Cir.
1990), vacated in part on other grounds, 934 F.2d 621 (5th Cir.
15
about the ability of governments to otherwise enter into
contracts involving the exercise of their sovereign powers
Winstar, 518 U.S. at 888-89 (finding the reserved powers
doctrine inapplicable when "a contract
Government of its legislative sovereignty").
Cf.
does not strip the
The power of eminent domain is the ability to take private
property in the public interest, not the ability to refrain from
such a taking. In common parlance, it seems highly questionable
that a choice not to exercise a particular power could
meaningfully be characterized as the exercise of a different or
opposite power. To the extent, however, that the term "power"
could be used this way, it would nevertheless remain true that
it is the power of eminent domain that has been classified as an
essential attribute of sovereignty, not its opposite "power,"
1991); Matsuda v. Citv & Countv of Honolulu, 378 F. Supp. 2d
1249 (D. Haw. 2005); and Hsiung v Citv & County of Honolulu,
378 F. Supp. 2d 1258 (D. Haw. 2005). The common thread running
through Joleewu and the Hawaii cases is the assumption that
there is no useful distinction between an agreement that
prohibits the sovereign from acting and one that requires the
sovereign to act. See Joleewu, 916 F.2d at 255 (reasoning that
because the decision to acquire land for a public purpose is a
governmental function, "so is the decision about the timing of
the acquisition," and "[a] contract restricting a city's freedom
in choosing when to acquire property is thus a contract in
derogation of that function" and unenforceable under Texas law);
Matsuda, 378 F. Supp. 2d at 1257 ("A contract requiring the
sovereign to exercise the power is just as limiting as a
contract prohibiting it from doing so."); Hsiun , 378 F. Supp.
2d at 1266 (same). Because we disagree with the assumption that
the power to act is the same as the power not to act, we decline
to follow the holdings.
16
which is clearly not particularly an attribute of sovereignty at
all.
Beyond the Supreme Court's specific reference to "surrender"
and "contracting away" the power of eminent domain, however, its
concern that the Contract Clause not become a barrier to the
future exercise of essential attributes of state government does
not sugqest similar treatment of contracts to acquire particular
properties through the power of eminent domain. As long as
government has not surrendered its power to take private
property - as distinguished from its "power" not to take private
property - it remains empowered to take, or retake as the case
may be, that or other property in the future (for just
compensation) and redistribute it in any manner that future
circumstances and the public welfare demand.
It would in fact be counterproductive of the purposes of
the Contract Clause to deny states the power to bind themselves
to the exercise of their powers as a condition of commercially
beneficial transactions. See Robie v. Mass. Tpk. Auth., 199
N.E.2d 914, 922 (Mass. 1964) ("There is no absolute rule of law
invalidating a contract executed
in contemplation
of a taking
and substantially
as part of the
same transaction.
This result
would be contrary
to rational business judgment.")
. The power
of states to enter into effective financial contracts cannot be
questioned, U.S. Trust, 431 U.S. at 24, and much like the future
17
exercise of taxing and spending powers, to which a state clearly
may bind itself, id., a commitment to acquire particular
properties, as one element of a broader commercial transaction,
would seem to be precisely the kind of obligation the impairment
of which the Contract Clause was designed to prevent, as
distinguished from one impermissibly impairing the government's
power to act in the future.
IV.
The Supreme Court has never suggested, however, that the
Contract Clause subjects states to lawsuits for breach of
contract, much less that it confers upon state courts the power
to order specific performance against coordinate branches of
government, or their delegees, for breach of contract. Quite
the contrary, the Supreme Court has steadfastly recognized the
principle of sovereign immunity from suit, including suit for
breach of contract; and with regard to the federal government
itself, it has limited relief for breach of contract to that
expressly authorized by Congress. See, e.g., Richardson v.
Morris, 409 U.S. 964, 465 (1973) (per curiam) (stating that
Congress "authorize[d] only actions for money damages and not
suits for equitable relief against the United States"); United
States v. Jones, 131 U.S. 1, 18-19 (1889) (holding that Congress
waived immunity only to suits seeking money damages and a suit
seeking specific performance was therefore barred by sovereign
18
immunity); Hagood v. Southern, 117 U.S. 52, 67-69 (1886)
(holding that the Eleventh Amendment prohibits breach of
contract suits against states in federal court). In support of
its strict reading of Congress's waiver of immunity for breach
of contract actions, the Supreme Court has emphasized the
distinction between monetary compensation for wrongs done by
government and equitable or specific relief, noting that courts
cannot be permitted to exercise their compulsive powers to
restrain the government from acting or to compel it to act.
Larson v. Domestic & Eoreign Commerce Corp., 337 U.S. 682, 704
(1949).
In contrast to the United States Supreme Court,3 but like a
minority of other states, a plurality of this court has held
that "when a state enters into authorized contractual relations
it thereby waives immunity from suit." Ace Flying Serv. v.
Colo. Dep't of Agric., 136 Colo. 19, 22, 314 P.2d 278, 280,
(1957). The Ace plurality reasoned that the state lays aside
its sovereignty when it enters a contract and binds itself
"substantially as one of its citizens does when he enters into a
3 The Court has rejected the theory that a state impliedly waives
its immunity from suit when it enters a contract. Fla. Dep't of
Health & Rehab. Servs. v. Fla. Nursing Home Assoc., 450 U.S.
147, 149-50 (1981) (per curiam) (holding that Florida did not
impliedly waive its immunity to a suit alleging violations of
Medicaid regulations when it agreed to abide by those
regulations as part of the contracts it entered with members of
the Florida Nursing Home Association).
19
contract." Id. at 23, 314 P.2d at 280. Whatever the merits of
this rationale, neither Ace nor any subsequent reliance on it by
this court involved a claim of specific performance for breach
of contract, and the question of that equitable remedy has never
been addressed by this court.'
Apart from any implied waiver of sovereign immunity, or
consent to be sued in court, the question of equitable relief
for breach of contract, or specific performance, implicates an
additional concern for the separation of governmental powers.
As recognized by the Supreme Court, there are "the strongest
reasons of public policy" for the rule that specific performance
cannot be had against the sovereign. Larson, 337 U.S. at 704.
The Government as representative of the community as a
whole, cannot be stopped in its tracks by any
plaintiff who presents a disputed question of property
or contract right. As was early recognized, `the
interference of the Courts with the performance of the
ordinary duties of the executive departments of the
government would be productive of nothing but
mischief.'
' We have in the past found that under certain circumstances
principles of equitable estoppel may prevent the government from
denying the existence of a valid express contract. Perl-Mack
Enters Co. v. Citv & County of Denver, 194 Colo. 4, 8, 568 P.2d
468, 471 (1977); City of Colo. Springs v. Colo. City, 42 Colo.
75, 88-89, 94 P. 316, 320 (1908); see also Normandy Estates
Metro Recreation Dist. v. Normandy Estates Ltd., 191 Colo. 292,
296, 553 P.2d 386, 389 (1976) (a government entity may be
prohibited from keeping particular property without paying the
contract price because the contract was technically
unenforceable).
20
Id. (quoting Decatur v. Paulding, 39 U.S. 497, 516 (1838)); see
also Huntt v. Virgin Islands, 382 F.2d 38, 44 (3d Cir. 1967)
("We should think that a court of law and equity would hesitate
to interfere in the performance by a legislative body of its
political and policy decisions which, in the absence of evidence
of taint or fraud, have as their primary, if not sole,
objective, the general well-being of the community they are
selected to represent.").
While the Supreme Court has readily acknowledged that
Congress has the power to entrust the business of the government
to agencies that are able to contract and be sued in their own
names, in the absence of such congressional action it
nevertheless holds that courts are without the authority to
order specific relief against the government for breach of
contract. Larson, 337 U.S. at 704-705. Whether this
jurisdiction will similarly leave to the General Assembly the
power to determine the availability of equitable relief for
governmental breach of other kinds of contractual obligations is
a question that need not be resolved in the case before us
today. In light of the district court's finding that the
instant contract could not be performed without the exercise of
the Renewal Authority's power of eminent domain, it is enough
that courts in this jurisdiction lack the authority to compel
the exercise of core governmental powers that rest within the
21
discretion of a coordinate branch of government, regardless of
binding contractual obligations to do so.
It has long been recognized that the power of eminent
domain lies within the exclusive province of the legislature, to
exercise or delegate according to its discretion. See Potashnik
v. Pub. Serv. Co. of Colo., 126 Colo. 98, 101, 297 P.2d 137, 138
(1952) ("The power [of eminent domain] lies dormant in the state
until the legislature speaks."); see generally 1 William
Blackstone, Commentaries *109 (stating that "the legislature
alone" may exercise the power of eminent domain). Whi1e a
contractual obliqation to condemn particular properties if
necessary is not void, and while compensation may be ordered for
injury resulting from its breach by the government, as a matter
of public policy, if not constitutional necessity, the
discretion to exercise the power of eminent domain in the public
interest must remain with the body to which it was delegated,
and not the courts.s Huntt, 382 F.2d at 44 ("In our view, only
the most compelling reasons and the clear necessity to avoid the
most unconscionable results could, if at all, sustain the
5 In the respect that Cornerstone seeks a court order compelling
the Renewal Authority to act, the case has much in common with a
mandamus proceeding. Cf. C.R.C.P. 106(a)(2). We have
consistently stated that "mandamus ordinarily does not lie to
control the discretion of a public official." Hawkins v. Cline,
161 Colo. 191, 147, 420 P.2d 400, 403 (1966). What is true in
mandamus proceedings is also true in a contract dispute when
granting specific performance is tantamount to mandamus.
22
substitution by the court of its judgment for that which is
committed to the discretion of the legislative organ."). The
district court therefore did not err in finding specific
performance to be unavailable as a remedy for the breaches of
the contract alleged by Cornerstone or in dismissing its tenth
claim for relief.
V.
Because the district court lacked the authority to order
the specific performance of a contractual obligation to exercise
the core governmental power of eminent domain and the Renewal
Authority was not estopped from abandoning its condemnation
petitions, the judgment of the court of appeals is reversed.
Because, however, the Renewal Authority's agreement to acquire
specific properties, by condemnation if necessary, does not
render the contract void, the case is remanded with directions
to return it to the district court for consideration of
Cornerstone's remaining claims, including its claims for breach
of contract.
23
JUSTICE EID, concurring in part and concurring in the judgment
only in part.
I join in all but Part III of the majority's opinion, which
addresses, and rejects, the Renewal Authority's argument that an
agreement to condemn particular property is void. Maj. op. at
12-18. Even assuming, arguendo, that such an agreement is
valid, the trial court has no authority to order specific
performance as a remedy to compel the sovereign to exercise its
eminent domain power under the aqreement. Id. at 23. Thus, it
is not necessary to decide the issue of the validity of the
agreement an issue with important constitutional implications
to arrive at the result we reach today. I therefore would
not decide the issue. See Town of Orchard CitV v. Bd. of Delta
Countv Comm'rs, 751 P.2d 1003, 1006 (Colo. 1988) (stating that
where "a constitutional question is not essential to the
resolution of the issue before us, we will not address it").
Instead, I would assume, without deciding, that the agreement is
valid, and hold that specific performance is not available as a
remedy. This approach is consistent with the procedural posture
of the case, in which the trial court certified its ruling that
Cornerstone could not obtain specific performance as a final
judgment under C.R.C.P. 54(b) in order to permit an
interlocutory appeal on that issue. For these reasons, I join
in all but Part III of the opinion.
Wheat Ridge Urban Renewal Authority
7500 W. 29th Avenue Wheat Ridge, Colorado 80033 303235-2846 303-2352857 (Fax)
TO: Urban Renewal Authority Boazd Members
FROM: Patrick Goff, Executive Director -Q~
RE: Staff Updates
DATE: December 6, 2007
1. Financing Negotiations
Staff continues to negotiate with Ist Bank Wheat Ridge for a property acquisition loan in
the amount of $3.4 million for the properties located at 7340 and 7540 W. 44`h Avenue.
Ist Bank is now proposing an amortized loan structure rather than an interest only loan to
reduce the principal balance over time. Under this structure, the WRURA revenue stream
from the Town Center sales taac increment is not sufficient to pay debt service. ls` Bank
has asked if the WRURA would be able to provide approximately 20% of the loan value
($680,000) as down payment to decrease the monthly debt service to a level the
Authority could afford.
Options to consider:
a. Use a portion of the $1.5 million loan from the CiTy to make a down payment.
b. Request that the City increase the sales tax shaze back from 50% to a higher
percentage to increase the WRURA revenue stream to a level that will cover
debt service without a down payment.
c. A combination of "a" and "b".
d. Use a portion of the Town Center Fund reserves far they down payment.
e: Request that the City allocate CDBG funds for the down payment.
2. Engagement of an Appraiser
l" Bank requires that an appraisal of the property be completed before a loan will be
issued. The appraiser must be engaged by 1 st Bank; however, WRURA would be
responsible for the financial obligation of the appraisal which is estimated between
$3,000 and $4,000. An appraisal will take between 3 to 4 weeks to complete. An
appraisal lower than the purchasing price could affect the terms of the loan.
Question to consider:
Should WRURA ask 151 Bank to move forward with the appraisal?
3. 44'h and Wadsworth - Phase II Environmental
Bureau Veritas has completed soil sampling for the Phase II portion of the environmental
study. They estimate to have a report completed and submitted to WR2020 by December
15, 2007.
Bureau Veritas has also submitted a proposal to WR2020 to complete preliminary
asbestos testing of the Antique Mall in the amount of $2,405.00 (attached). The proposal
was reviewed by Norman Higley PC who specializes in environmental law. He
recommended that WR2020 obtain at least one other quote. WR2020 is working to obtain
additional quotes.
4. Wheat Ridge Cyclery Improvements Agreement
All Eligible Improvements have been completed. Sales and property tax increment will
begin to accrue as of December 1, 2007.
~pU VE4
c
a ~
m m
~L3
November 29, 2007
Denise Balkas, AICP
Director of Real Estate Development
Wheat Ridge 2020
PO Box 1268
Wheat Ridge, CO 80034-1268
Proposal No. 1003.07.512
Subject: Proposal for Limited Asbestos Containing Materials Assessment at
Stage Shop Antique Mall, 7340 West 44th Avenue in Wheat Ridge,
Colorado
Dear Ms. Balkas:
Bureau Veritas North America, Inc. (Bureau Veritas) is pleased to present this proposal to Wheat
Ridge 2020 Inc. (the "Client") to provide a Limited Suspect-Asbestos Containing Materials (ACM)
Assessment at the Stage Shop Antique Mall located at 7340 West 44" Avenue in Wheat Ridge,
Colorado. This proposal is based on information received via email on November 28, 2007.
Bureau Veritas proposes to provide services in the form of a site inspection of the property, and a
final written report. The scope of work for this project is presented below.
Bureau Veritas understands that the client has requested this ACM building survey be conducted
to identify ACM or presumed ACM (PACM) materials present in the building in preparation of the
potentiai acquisition. The proposal does not imply that the survey will be a complete survey
required for demolition and construction permits.
SCOPE OF WORK
Bureau Veritas proposes the following tasks in response to this request for proposal.
Limited ACM Buildina Survev
Our proposed scope of work is structured to evaluate if ACM and/or presumed ACM (PACM) are
present in accessible areas of the referenced facility. This is being conducted in order to develop
appropriate handling procedures for asbestos abatement, if warranted, associated with
disturbance of interior and exterior materials at the building in accordance with the National
Emission Standards for Hazardous Air Pollutants (NESHAPs). In conducting the assessment of
suspect ACM, Bureau Veritas will:
• Provide a Colorado-accredited buiiding inspector to perform the field assessment.
. Evaluate the condition (good, fair, or poor) and friability of identified suspect ACM.
Collect at least one representative bulk sample of each suspect ACM/homogeneous area
identified in the subject buildings.
Bureau Veritas North Americu, Ivc. N1aI¢ (303)988-2585
165 couth Union I3h-d, Suite 310 Pax: (305) 988 2583
Lakc,ood, CO 90228 ~~,«<.us.burevoizvirascom
Ms. Denise Balkas Proposal No. 1003.07.512
Wheat Ridge 2020 Inc. ~m Page 2
November 29, 2007 ~
~
Note: A Homogeneous Area is defined to include surtacing material, thermal systems insulation,
and miscellaneous material areas which are uniform in color, texture, construction and application
date, and general appearance.
Some damage (aesthetic) may occur to finishes/materials that are sampled. If suspect ACM
materials differ from those identified by Bureau Veritas are encountered during renovations or
remodeling at a later date, the client should have these materials sampled and analyzed for
asbestos content before disturbing the material.
Bureau Veritas will not utilize destructive sampling methods during this assessment. Bureau
Veritas will not be responsible for repairing or patching surfaces or equipment damaged
during the sampling process. In addition, we cannot be responsible for suspect materials that
may be uncovered during future demolition or renovation activities that were not within our
defined scope of work.
NOTE: Bureau Veritas will not collect samples of roofing materials during this assessment.
Bureau Veritas personnel are not certified in roofing repair, and Bureau Veritas shall therefore
under no circumstances be responsible for voiding the roof warranty, or the adequacy and
water tightness of the temporary repairs, nor shall Bureau Veritas be responsible for any
water damage to the roofing system, building, or its contents resulting from Bureau Veritas'
temporary repairs.
• Photograph each homogeneous area (HA) sampled. We will include photographs of HAs that
are confirmed as ACM in our report.
• Submit bulk samples to an accredited laboratory for analysis by Polarized Light Microscopy
(PLM) using the United States Environmental Protection Agency's (USEPA's) recommended
method (EPA/600R-93/116 (July 1993)). If feasible, we will use Bureau Veritas' Kennesaw,
Georgia laboratory that is accredited by the National Institute of Standards and Technology
National Voluntary Laboratory Accreditation Program (NIST-NVLAP) for the analysis of bulk
materials for asbestos content using PLM.
• Bureau Veritas will analyze sample sets, if applicable from homogeneous areas until positive.
We will present the results of our analysis as estimated percentages of asbestos (visual
estimates by volume) by type (e.g., amosite, chrysotile), as well as types of non-asbestos
fibrous materials identified.
The EPA National Emissions Standard for Hazardous Air Pollutants (NESHAP)(40 CFR 61,
Subparts A and M) also has a requirement related to assessment of suspect ACM in
buildings. When the asbestos content of a friable material is visually estimated by PLM to be
detectable but less than 10%, the Client may elect to (1) assume the amount is greater than
1% and treat the material as asbestos-containing or (2) require verification of the amount by
the PlM point counting technique. If the results obtained by point counting and visual
estimation are different, the point count result must be used. When no asbestos is detected
by PLM, point counting is not required. Unless requested otherwise, Bureau Veritas will
recommend that (1) materials for which samples contain 1 to 10% asbestos be treated as
ACM and (2) samples of friable materials containing <1 %(trace) asbestos be further analyzed
by point counting.
PLM analysis of some non-friable materials, such as vinyl floor tile, may yield false negative
results. Therefore, Bureau Veritas recommends semi-quantitative analysis of these materials
by transmission electron microscopy (TEM). Floor tiles may contain asbestos fibers too small
to be resolved by PLM; and binder/matrix materials may coat fibers, affect color, or obscure
optical characteristics to the extent of masking fiber identity. Therefore, if PLM analysis
reveals negative results for this non-friable material, Bureau Veritas recommends either (1)
Proposal No. 1003.07.512
Ms. Denise Balkas V
Wheat Ridge 2020 Inc. Page 3
November 29, 2007 ~
conducting confrmatory semi-quantitative transmission electron microscopy (TEM) analysis,
or (2) assuming that the material contains asbestos.
The TEM is particularly applicable to bulk materials that contain a large amount of intertering
materials that can be removed in the laboratory analysis by ashing and/or dissolution and
contain asbestos fibers that are not resolved under PLM techniques. This confrmatory
analysis by TEM is recommended in the U.S. Environmental Protection Agency (EPA)
"Method for the Determination of Asbestos in Building Materials", EPA 600/R-93/116, July
1993. A danger of having false negatives is that an asbestos-containing building material,
such as floor tile, could mistakenly undergo maintenance or demolition without exercising
proper asbestos removal techniques, resulting in potential building and personnel exposure to
asbestos fbers.
With Client authorization, we will analyze certain materials using TEM semi-quantitative
analysis on selected samples.
. Provide approximate quantity estimates of each type of ACM identified in the building. These
estimates, based on approximate quantities of materials identified, may assist you in preparing
plans and budgets. These quantity estimates will be preliminary. Contractors should be
required to verify quantity estimates when preparing bids. Actual contractor bids may vary from
our estimates, depending on the contractor's assumptions. Under no circumstance should
our quantity estimates be used as a formal asbestos abatement-bidding document.
Written Report
Prepare and present a written report documenting Bureau Veritas' evaluation. The report will
include a description of sampling and analytical methods, interpretation of the analytical results, a
discussion of findings, and conclusions and recommendations as appropriate. The report will
include speci£c recommendations for corrective actions and additional sampling, as appiicable.
Bureau Veritas will provide these services using its commercially reasonable best efforts
consistent with the level and skill ordinarily exercised by members of the profession currently
practicing under similar conditions.
Client Responsibilities
An individual (e.g., building owner or manager) with specific knowledge of the locations of areas of
the buiiding affected by this Scope of Work shouid be availabte to Bureau Veritas for the
walkthrough evaluation, and to provide access to pertinent areas of the building.
Bureau Veritas will require assistance for access to each facility from approximately 8am until
5pm on the day of its evaluation. Bureau Veritas will require electricity in the building for its
power tools, task lighting and area lighting during the survey. A ClienYs facility representative
with a ladder and keys should be available to Bureau Veritas on the day that the onsite work
is performed. If lift equipment is required to access elevated areas, provision for lift equipment
and a trained operator will be the ClienYs responsibility. If the Client cannot or does not wish
to provide lift equipment, Bureau Veritas will rent the equipment and charge the rental fee to
the Client.
The following documents may assist Bureau Veritas in its evaluation, if available:
➢ Up-to-date architectural partition (floor) plans
oposal No. 1003.07.512
Pr
Ms. Denise Balkas 0.",
Wheat Ridge 2020 Inc. Page 4
November 29, 2007 EM
FEES
Bureau Veritas will provide the services described herein on a time and materials basis for an
estimated cost of $2,405.00. This estimated fee includes labor, material costs, out-of-pocket
expenses reasonably incurred in the pertormance of the work, and other direct costs. Direct costs
include laboratory fees based on standard turnaround, reproduction costs, equipment, and travel
costs. Bureau Veritas will not incur substantial additional costs without prior written approval from
the client.
Meetings and telephone calls (other than those held during the onsite evaluation), presentations,
and delay time not outlined under the Scope of Work will be billed at our standard rates.
Bureau Veritas will provide the services described in this scope of work assuming collection and
analysis of up to 25 bulk samples by PLM. If additional (beyond 25) samples are deemed
warranted by the AHERA-accredited inspector, Bureau Veritas will notify the Client before
anaiyzing additional samples. If Bureau Veritas' work is encumbered or stopped because of
actions beyond Bureau Veritas' control, such as building shutdown or labor disputes, Bureau
Veritas will charge additional fees at our standard rates, plus out-of-pocket expenses. If Bureau
Veritas is required to rent lift equipment to access elevated areas or if laboratory analysis by point
counting methods is requested, additional fees will apply to cover the cost of equipment rental and
laboratory analysis.
BILLING
This project will be progress billed every month, if appropriate, and our terms for payment are net
30 days.
SCHEDULING
Bureau Veritas will perform the work at a mutually agreeable date to be determined after receipt of
Wheat Ridge 2020's authorization to proceed. Bureau Veritas will submit its report to Wheat
Ridge 2020 within approximately 30 days upon completion of the fieldwork. This proposal will
remain valid for 90 days.
OTHER TERMS AND CONDITIONS
The terms and conditions under which these services are provided are set forth in Bureau Veritas'
attached Standard Terms and Conditions. Please refer to that document for additional information.
This proposal will remain valid for 60 days.
For your convenience, this proposal is presented in a form that can be accepted as an agreement.
To accept this proposal, please sign below and return a copy to the undersigned.
Ms. Denise Balkas Proposal No. 1003.07.512
- Wheat Ridge 2020 Inc. Page 5
November 29, 2007 M
ismilm
Thank you for the opportunity to submit this proposal. We look forward to an opportunity to work
with you on this project.
Prepared by:
4t Q'TAeAOV'-
Amy E. McGovern
Senior Project Manager
Health, Safety, and Environmental Services
Reviewed by
~
John Rohde
Manager Due Diligence
Health, Safety, and Environmental Services
This Proposal Accepted
Print Name:
Title:
Company:
Date:
Wheat Ridge Urban Renewal Authority
7500 W. 29th Avenue Wheat Ridge, Colorado 80033 3032352846 303-235-2857 (Fax)
TO: Urban Renewal Authority Board Members
FROM: Patrick Goff, Executive Directoc_c~)
RE: Election of Officers
DATE: December 6, 2007
Article II, Officers and Personnel, of the WRURA By-Laws details the makeup of the
WRURA Board and Section 7 specifically outlines the procedures for the election of
officers.
Section 7. Election of Officers. The Officers of the Authoriry shall be
elected annually by the Authority at the first regular meeting in December
and shall assume their duties upon election. Officers shall hold office for
one year or until their successors are elected and qualdfied
Chairman. The Chairman shall preside at all meetings of the Authority. Except as
otherwise authorized by resolution of the Authority, the Chairman shall sign all contracts,
deeds, checks for the payment of money and other instruments made by the Authority.
"I move to select as Chairman of the WRURA, term
to commence immediately until his/her successor is elected."
Vice Chairman. The Vice Chairman shall perform the duties of the Chairman in the
absence of the Chairman from the City or incapacity of the Chairman; and in case of a
vacancy in the office of the Chairman, the Vice Chairman shall perform such duties as
aze imposed on the Chairman until such time as the Authority shall select a new
Chairman from among its members.
"I move to select as Vice Chairman of the
WRURA, term to commence immediately until hisJher successor is elected."
Secretarv. Pursuant to C.R.S. section 31-25-104(2)(c), the Executive Director of the
WRURA shall be the Secretary. The Mayor and/or City Manager shall appoint a
Recording Secretary.
"I move to nominate as Secretary of the
WRURA, term to commence immediately until his/her successor is elected."
Attachments: By-Laws of the WRURA
BY-LAWS
OF
THE WHEAT RIDGE URBAN RENEWAL AUTHORITY
ARTICLE I
THE AUTHORITY
Section 1. Name of Authoritv. The name of the Authority shall be the "Wheat
Ridge Urban Renewal Authority", hereinafter referred to as WRURA or the Authority.
The name of the Authority was previously the "Wheat Ridge Economic Development
Commission." The Authority shall consist of the number of inembers as provided by
Section 25-24 of the Code of Laws of the City of Wheat Ridge.
Section 2. Seal of Authoritv. The seal of the Authority shail be in the form of a
circle and shall bear the name of the Authority.
Section 3. Office of Authoritv. The office of the Authority shall be in the
municipal building of the City of Wheat Ridge, Colorado, 7500 West 29th Avenue,
Wheat Ridge, Colorado 80033.
ARTICLE il
OFFICERS AND PERSONNEL
Section 1. Officers. The officers of the Authority shall be a Chairman, a Vice
Chairman, and a Secretary who shall be Executive Director.
Section 2. Chairman. The Chairman shall preside at all meetings of the
Authority. Except as otherwise authorized by resolution of the Authority, the Chairman
shall sign all contracts, deeds, checks for the payment of money and other instruments
made by the Authority.
Section 3. Vice Chairman. The Vice Chairman shall perform the duties of the
Chairman in the absence of the Chairman from the City or incapacity of the Chairman;
and in case of a vacancy in the office of the Chairman, the Vice Chairman shall perform
such duties as are imposed on the Chairman until such time as the Authority shall select
a new Chairman from among its members.
Section 4. Executive Director. The Executive Director shall be appointed by
the Authority in accordance with the Cooperation Agreement between WRURA and the
City of Wheat Ridge dated October 26, 1987. He or she shall have general supervision
over the administration of the affairs and business of the Authority, and shall be charged
with the management of the projects of the Authority. He or she shall designate in
writing some person to perform the duties of Executive Director in his or her absence.
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Section 5. SecretaN. Pursuant to C.R.S. section 31-25-104(2)(c), the
Executive Director of the WRURA shall be the Secretary. However, the Mayor and/or
the City Administrator of the City of Wheat Ridge is hereby empowered to appoint a
Recording Secretary for the Authority who shall keep the records of the Authority, shall
act as Secretary at the meetings of the Authority, and record all votes, and shall keep a
record of the proceedings of the Authority in a journal of proceedings to be kept for such
purposes, and shall perform all duties incident to this office. He or she shall keep in
safe custody the seal of the Authority and shall have power to affix such seal to all
contracts and instruments authorized to be executed by the Authority. He or shall shali
designate in writing some person to perform his or her duties hereunder in his or her
absence.
The Recording SecretaN for the Authority shall keep the records of the Authority, shall
act as Secretary at the meetings of the Authority, and record all votes, and shall keep a
record of the proceedings of the Authority in a joumal of proceedings to be kept for such
purposes, and shall perform all duties incident to this offlce. He or she shall keep in
safe custody the seal of fhe Authority and shall have power to affix such seal to all
contracts and instruments authorized to be executed by fhe Authority. He or she shall
designate in writing some person to perform his or her duties hereunder in his or her
absence.
Section 6. Additional Duties. The Officers of the Authority shall perform such
other duties and functions as may from time to time be required by the Authority, or by
the By-Laws or the Rules and Regulations of the Authority, or pursuant to any
cooperation agreement.
Section 7. Election of Officers. The Officers of the Authority shall be elected
annually by the Authority at the first regular meeting in December and shall assume
their duties upon election. Officers shall hold office for one year or until their successors
are elected and qualified.
The Recording Secretary shall be appointed by the Mayor and/or the City Administrator
of the City of Wheat Ridge, as above provided. Any person appointed to fill the oSice of
Recording Secretary or any vacancy therein shall have such term as the Mayor and/or
City Administrator may establish, but no WRURA Authority member shall be eligible for
this office except as a temporary appointee.
Section 8. Vacancies. Should the office of Chairman or Vice Chairman
become vacant, the Authority shall select a successor from its membership at the next
regular meeting to serve for the unexpired term of said office.
Section 9. Personnel. The Authority may from time to time employ such
personnel as it deems necessary to exercise its powers, duties and functions as
prescribed by the Urban Renewal Law of the State of Colorado, and all other laws of the
State of Colorado applicable thereto. The Authority is further expressly authorized to
GED\53027\373413.03 2
enter into a cooperation agreement with the City of Wheat Ridge for the provision of any
such personnel.
ARTICLE III
MEETINGS
Section 1. Reqular Meetinqs. A regular meeting shall be held at such time
and place as may be prescribed by motion adopted by the Authority from time to time.
All regular meetings of the Authority shall be advertised in a newspaper of general
circulation within the City of Wheat Ridge no less than three days prior to the date of
such scheduled meeting.
Section 2. Special meetinqs. The Chairman of the Authority may, when he or
she deems it expedient, shall upon the written request of two members of the Authority,
call a special meeting of the Authority for the purpose of transacting any business
designated in the notice thereof. The notice for the special meeting must be delivered
to the business or home address of each member of the Authority at least twenty-four
(24) hours prior to the date of such special meeting. Such notice shall designate the
time and place of the special meeting. Any member may waive notice of any meeting
and a member's presence shall constitute waiver of notice of that meeting unless the
member's written objection to the transaction of any business at the meeting is filed with
the Secretary on the ground that the meeting is unlawfully called or convened. At such
special meeting no business shall be considered other than as designated in the notice,
but if all of the members of the Authority are present at a special meeting, any or all
business may be transacted at such special meeting.
Section 3. Quorum. The power of the Authority shall be vested in the
Authority members in office from time to time. A majority of the appointed Authority
members shall constitute a quorum for the purpose of conducting its business and
exercising its powers and for all other purposes, but a smaller number may adjourn from
time to time until a quorum is obtained. When a quorum is in attendance, action may be
taken by the Authority upon an affirmative vote of the majority of the Authority members
present.
Aftendance. Three (3) absences from the regular meetings of the Authority within a
twelve-month period sha/l constitute grounds for automatic removal from membership,
subjecf to confirmation of removal by the City Council.
Section 4. Order of Business. At the regular meeting of the Authority the
following shall be the order of business:
(1) Call the meeting to order.
(2) Roll Call of inembers.
(3) Pledge of Allegiance.
GED\53027373413.03
(4) Approval of minutes.
(5) Public forum.
(6) Old business.
(7) New business.
(8) Other matters.
(9) Adjournment and place and time of next meeting.
A contract with persons outside the Authority, with the United States and other
public bodies shall be authorized by written resolution, a copy of which resolution and
contract shall be kept with the journal of the proceedings of the Authority.
Section 5. Manner of Votinq. The Authority members affirmative and negative
votes shall be entered upon the minutes of every meeting, except in the case of
elections when the vote may be by ballot, and except where there is a unanimous vote.
Section 6. Oqen Meetinqs. The Authority shall make no final policy decisions,
pass no resolution, adopt no rule or regulation, or take any action approving a contract
calling for the payment of money at any meeting which is not open to the general public.
ARTICLE IV
AMENDMENTS AND -SUSPENSION OF BY-LAWS
Section 1. Amendment of By-Laws. These By-Laws of the Authority shall be
amended only if there has been a notice of motion duly seconded in the previous
meeting.
Section 2. Suspension of Bv-Laws. Any requirement of these By-Laws may
be waived by a written consent signed by all Authority members.
ARTICLE V
MISCELLANEOUS
Removal from Authoritv. Notwithstanding the removal process described in Section 4 of
Article 111 of these By-Laws, any Authority member may be removed for any of the
grounds enumerated in 29-4-208, C.R.S., su6ject to the notice and hearing
requirements set forth therein.
Uniform Standards for Sales. The Aufhority is aufhorized to adopt uniform standards for
the approval of all sales of real property in the exercise of its duties. This section shall
not affect the responsibility of the Authority to approve all purchases of real property by
Authority action.
Section 1. Conflict of Interest. No Authority member, other officer, or
employee of the Authority, nor any immediate member of the family of any Authority
GED\53027\373413.03 4
member, officer, or employee shall acquire, nor shall any Authority member or officer
retain any interest, direct or indirect, in any project or in any property included or
planned to be included in any project, nor shall he or she have any interest, direct or
indirect; in any contract or proposed contract for materials or services to be furnished or
used in connection with any project. If any Authority member, other officer, or employee
of the Authority owns or controls an interest, direct or indirect, in any property to be
included or planned to be included in any project, he or she shall immediately disclose
the same in writing to the Authority, and such disclosure shall be entered upon the
minutes of the Authority. Acquisition or retention of any such interest or willful failure to
disclose any such interest shall constitute misconduct in office.
Written materials. Any wriften notice or other communication to or from the members
may take the form of electronic communication or facsimile; provided, however, that all
notices of Authority meetings and other materials posted at the Municipal Building or
otherwise shall be posted in hard copy written form.
Rules of Procedure. The Authority shall follow Roberts Rules of Order, Tenth Edition
READOPTED this day of , 2001.
Chair
Wheat Ridge Urban Renewal Authority
GED\53027\373413.03